Compliance & Regulatory Audits

Our Audit specialists add value by providing cost-efficient and effective audit services that help clients meet their statutory responsibilities and assess commercial risks.

Regulatory compliance is becoming increasingly complex and the power and reach of key regulators are ever widening. Many organisations are either obliged to obtain independent verification of financial and other information reported to regulators, or voluntarily seek independent verification to avoid factual errors and the risk of non-compliance. Based on an in-depth understanding of the current and future regulatory requirements, our experienced team can help you to manage the risks and consider the key opportunities.

How can we help you?

Our team has the expertise to guide you through the challenges within an increasingly complex compliance and regulatory environment. We can assist entities to ensure:

• Regulatory compliance with financial and non-financial reporting requirements
• Strong corporate governance
• Compliance that is consistent with the entity’s commercial objectives.

Expert skills

Our experienced team is uniquely placed to provide audit services that help regulated businesses manage regulatory risk. Our partners and staff take part in regular training and are active in professional and technical committees. We express our views and perspectives through these committees and through comment to the regulators. This rigorous training and participation in professional activities enables us to take a proactive role in working with our clients to help them stay on top of today’s ever-evolving compliance landscape.

Our compliance and regulatory audit experience covers:

• ASIC financial service licences
• APRA prudential requirements
• Compliance plans
• SOX 404 requirements
• PHIAC prudential requirements
• Trust audits for solicitors and real estate agents.